Client Success Story 1 Financial Service Provider


Financial Services provider to Hedge Funds, Private Equity funds and Investment Management Companies

Our client had a backlog of periodic/event driven risk based connection reviews that had not been completed within the timelines that they had wished to perform them in. We have put a team of 4 people into the client to assist in them in clearing this backlog and have their portfolio now within risk tolerance so that the resident compliance team can continue to perform these period/event driven reviews on the portfolio. There is a high % level of high risk clients in this portfolio.

Portfolio size – low ’00’s

Length of engagement – 6-8 weeks

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